In today’s environment constant attention is demanded by investors, regulators, fund managers and other stakeholders regarding compliance and corporate governance.
We adhere to a code of conduct which demonstrates our mission for good corporate governance, compliance and industry best practices. We possess the necessary regulatory, compliance and corporate governance skills to satisfy the requirements of the industry.
Board of directors meetings
Call and organize meetings in accordance with the constitutional documents of the investment fund, assist in the preparation of agendas, assemble and on a timely basis circulate the supporting documentation for the meetings to the directors, take minutes of the meetings and follow up on outstanding matters.
Shareholder meetings
Call and organize meetings in accordance with the constitutional documents of the investment fund, assist in the preparation of agendas, collect signed proxy forms, attend and take minutes of the meetings and complete required filings.
Statutory and listing filings
Ensure that filings to the applicable regulators, stock exchange and any other authority are completed and timely submitted.
Fund documentation
Periodically review existing investment fund documentation to ensure the investment fund’s good standing, review of the constitutional documents, offering memorandum, corporate records, regulatory status and books. Review of existing agendas and minutes, review of the various agreements with the different service providers (investment manager, administrator, custodian and auditor).
Operational review
Check AML and KYC records and monitor NAV production and the preparation of annual and semi-annual financial statements. Provide FATCA, CRS and MLRO services.